Preparing For a Regulatory Exam Can Seem Overwhelming

Organizing your pre-exam tasks will help build confidence before your exam begins. Use this checklist of suggested key steps to ensure a smooth process for your next BSA examination.

Download to learn:

• Areas of your BSA/OFAC policy, risk assessment, and business continuity plan to review prior to your exam
• Key questions to ask when reviewing your AML program quality assurance
• Other steps your financial institution should take to ensure you are prepared for your next BSA examination

Be Better Protected from Financial Crime with Abrigo

Fighting financial crime is a never-ending task and you may not have all the resources you need to do that job to the best of your ability. Find out how Abrigo's software can be customized to your unique risk profile or how our advisory team can assist with dedicated experts to support your BSA/AML needs. 

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