ABA Risk and Compliance
 
 
 
 
January 10, 2020
Features
Human Trafficking: Closer to Home Than You Think
You could be encountering human trafficking in your backyard—no matter where you live or the size of your financial institution.
What Risk Managers Need to Know about Cloud Migration
Shifting bank technology functions to the cloud has many benefits for banks—but managing the risks requires a different framework.
FileInvite
Handling the LIBOR transition in 3-steps.
DocuSign
Read how to efficiently update agreements with new benchmark options when LIBOR expires in 3 years. This brief arms you with intelligence, workflow, and automation steps to handle this transition.
Read the brief
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Risk and Compliance News
Agencies Provide Reg O Relief for Certain Fund-Controlled Companies
Noting the growing risk of "sudden and disruptive unwinding" of lending relationships, the federal banking agencies today issued no-action relief under Regulation O for banks lending to investment fund-controlled companies under specific conditions.
Brainard Floats Fed’s Alternative Ideas on CRA Modernization
Federal Reserve Governor Lael Brainard, the agency’s point person for the Community Reinvestment Act modernization process, has outlined the Fed’s approach to revising CRA rules and explained why the Fed did not join the notice of proposed rulemaking issued last month by the OCC and the FDIC.
The Changing Climate of Credit Risk Management
Why credit portfolio managers need to focus more on physical climate risk.
Must I Respond Twice to the Same Unauthorized Transaction Claim?
...and other answers to your compliance questions in the January/February 2020 ABA Regulatory Policy and Compliance Inbox.
SilverTech Incorporated
FDIC’s ‘Supervisory Insights’ Highlights CRE Risk Governance
With the volume of commercial real estate loans held by FDIC-insured banks reaching a record of $2.4 trillion in 2019, the FDIC is focusing on CRE risk management.
FSB Report Highlights Lack of Comprehensive Data on Leveraged Lending
A recent report by the Basel, Switzerland-based Financial Stability board highlighted significant data gaps that are impeding regulators’ ability to conduct a comprehensive assessment of the financial stability risks associated with the market for leveraged loans and collateralized loan obligations.
Third Party Risk Management and the Consumer Financial Protection Bureau
OneTrust
To address the Bureau of Consumer Financial Protection (CFPB) third-party risk management guidance, organizations should understand the expectations as laid out in Compliance Bulletin and Policy Guidance; 2016-02, Service Providers.
In this blog post, we’ll outline the key details of the CFPB third-party risk management guidance and provide recommendations for actioning these obligations.
Click here
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Training

Jan. 23, 2020
Webinar: Know About the DOJ’s Compliance Program Expectations?

Jan. 26-29, 2020
Insurance Risk Management Forum
Omni La Costa Resort & Spa, Carlsbad, CA

Feb. 10-14, 2020
CRCM Exam Prep

Feb. 12, 2020
Webinar: Designing a Sustainable OFAC Program

Feb. 13, 2020
Webinar: Digital and Social Media Risk: Identifying & Mitigating Top Threats to your Digital and Social Media Channel

Mar. 25-27, 2020
Risk Management Conference
New Orleans Marriott, New Orleans, LA

Mar. 28 - Apr. 3, 2020
Compliance Schools
Hilton Tucson El Conquistador Hotel, Tucson, AZ

Jun. 7-10, 2020
Regulatory Compliance Conference
Gaylord National Convention Center and Hotel, National Harbor, MD

Oct. 5-9, 2020
Compliance School – Advanced
Emory Conference Center Hotel, Atlanta, GA